Liu, Zhihan 劉芷含
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2017-10-25 | 2021-07-16 | Rep | Dealing in securities | 2017-10-25 | 2021-07-16 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-25 | 2021-07-16 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2015-09-07 | 2017-09-19 | Rep | Dealing in securities | 2015-09-07 | 2017-09-19 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-03-04 | 2015-08-28 | Rep | Dealing in securities | 2014-03-04 | 2015-08-28 |
| 5 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-08-09 | 2024-05-31 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-08-09 | 2024-05-31 | Rep | Advising on securities | 2021-09-01 | 2024-05-31 |
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