Guo, Zhijian 郭智健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2022-12-16 | |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-12-16 | |
3 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2022-12-16 | Rep | Dealing in securities | 2022-12-16 |
4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2018-09-14 | 2022-07-22 |
5 | Macquarie Markets Trading Limited | Rep | Dealing in securities | 2021-02-22 | 2022-07-22 |
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