Wu, Chun Lam 吳鎮霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Dealing in securities | 2018-03-07 | 2018-03-23 | RO | Advising on securities | 2018-03-23 | 2019-03-15 | RO | Dealing in securities | 2018-03-23 | 2019-03-15 | Rep | Advising on securities | 2019-07-22 | 2019-07-24 | Rep | Dealing in securities | 2019-07-22 | 2019-07-24 | RO | Advising on securities | 2019-07-24 | 2023-01-31 | RO | Dealing in securities | 2019-07-24 | 2023-01-31 |
| 2 | CLC FUTURES LIMITED | RO | Advising on futures contracts | 2019-04-02 | 2019-06-18 | RO | Dealing in futures contracts | 2019-04-02 | 2019-06-18 |
| 3 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2019-03-22 | 2019-04-02 | Rep | Dealing in securities | 2019-03-22 | 2019-04-02 | RO | Advising on securities | 2019-04-02 | 2019-06-18 | RO | Dealing in securities | 2019-04-02 | 2019-06-18 |
| 4 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-30 | 2018-01-15 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-30 | 2018-01-15 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-03-06 | 2014-07-08 | Rep | Dealing in futures contracts | 2014-11-04 | 2016-08-16 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-06 | 2014-07-08 | Rep | Dealing in securities | 2014-11-04 | 2016-08-16 |
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