Harper, Anthony Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axial Partners Limited | RO | Asset management | 2017-11-07 | 2019-04-30 |
| 2 | BNY Mellon Managed Investments Limited | RO | Advising on securities | 2013-06-11 | 2015-09-30 | RO | Asset management | 2013-06-11 | 2015-09-30 | RO | Dealing in securities | 2013-06-11 | 2015-09-30 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2016-01-08 | 2016-03-09 | Rep | Asset management | 2016-01-08 | 2016-03-09 | Rep | Dealing in securities | 2016-01-08 | 2016-03-09 |
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