Zhang, Yan (SFC:BNO557) 張硏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-08-27 | 2022-01-07 | Rep | Dealing in securities | 2021-08-27 | 2022-01-07 |
2 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2018-09-20 | 2020-05-28 |
3 | Hermitage Capital HK Limited | Rep | Advising on securities | 2020-11-20 | 2021-07-07 | Rep | Asset management | 2020-11-20 | 2021-07-07 |
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