Kaynes, David Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-03-02 | 2017-03-12 | Rep | Advising on securities | 2017-11-02 | 2017-11-12 | Rep | Advising on securities | 2018-11-05 | 2018-11-10 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-03-10 | 2014-03-14 | Rep | Dealing in securities | 2014-03-10 | 2014-03-14 | Rep | Advising on securities | 2014-09-23 | 2014-09-26 | Rep | Dealing in securities | 2014-09-23 | 2014-09-26 | Rep | Advising on securities | 2015-04-15 | 2015-04-17 | Rep | Dealing in securities | 2015-04-15 | 2015-04-17 | Rep | Advising on securities | 2015-09-07 | 2015-09-09 | Rep | Dealing in securities | 2015-09-07 | 2015-09-09 | Rep | Advising on securities | 2016-03-15 | 2016-03-16 | Rep | Dealing in securities | 2016-03-15 | 2016-03-16 |
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