Wat, Tsun Tao 屈駿韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Advising on securities | 2018-09-28 | 2019-04-12 | Rep | Dealing in securities | 2018-09-28 | 2019-04-12 | Rep | Leveraged foreign exchange trading | 2019-02-11 | 2019-04-12 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2019-08-30 | 2020-01-22 | Rep | Asset management | 2019-11-14 | 2020-01-22 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-12 | 2020-01-22 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-12 | 2020-01-22 |
| 5 | KRISTAL ADVISORS (HK) LIMITED | Rep | Advising on securities | 2019-07-17 | 2019-08-07 |
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