Kim, Min Soo (SFC:BNP458)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2018-09-28 | 2019-12-24 | Rep | Asset management | 2018-09-28 | 2019-12-24 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2019-08-23 | 2019-12-24 |
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