Gu, Ziqiao 谷子樵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Capital Management Limited | Rep | Advising on securities | 2023-11-22 | 2023-12-20 | Rep | Asset management | 2023-11-22 | 2023-12-20 | RO | Advising on securities | 2023-12-20 | 2024-08-31 | RO | Asset management | 2023-12-20 | 2024-08-31 |
| 2 | Ocean Global Capital Management Limited | RO | Advising on securities | 2018-09-27 | 2019-07-02 | RO | Asset management | 2018-09-27 | 2019-07-02 |
| 3 | TFI Asset Management Limited | Rep | Advising on securities | 2022-09-13 | 2022-11-10 | Rep | Asset management | 2022-09-13 | 2022-11-10 | RO | Advising on securities | 2022-11-10 | 2023-03-13 | RO | Asset management | 2022-11-10 | 2023-03-13 |
| 4 | VALUABLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-28 | 2021-07-16 | Rep | Asset management | 2021-06-28 | 2021-07-16 | RO | Advising on securities | 2021-07-16 | 2022-02-28 | RO | Asset management | 2021-07-16 | 2022-02-28 |
| 5 | VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2019-11-01 | 2021-06-23 | RO | Asset management | 2019-11-01 | 2021-06-23 |
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