Yuen, Ka Man (SFC:BNO811) 阮嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-10-02 | 2020-05-16 | Rep | Dealing in securities | 2018-10-02 | 2020-05-16 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-07-23 |
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