Shao, Weiliang 邵維亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2023-02-03 | 2023-03-02 | Rep | Asset management | 2023-02-03 | 2023-03-02 | Rep | Dealing in securities | 2023-02-03 | 2023-03-02 | RO | Advising on securities | 2023-03-02 | RO | Asset management | 2023-03-02 | RO | Dealing in securities | 2023-03-02 |
| 2 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-03-06 | 2021-05-31 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2020-01-10 | 2020-03-06 | Rep | Dealing in futures contracts | 2020-01-10 | 2020-03-06 | RO | Advising on futures contracts | 2020-03-06 | 2021-05-31 | RO | Dealing in futures contracts | 2020-03-06 | 2021-05-31 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | RO | Advising on securities | 2020-03-06 | 2021-05-31 |
| 5 | Minmetals Financial Services Limited | RO | Advising on futures contracts | 2018-10-08 | 2019-11-30 | RO | Dealing in futures contracts | 2018-10-08 | 2019-11-30 |
| 6 | Rifa Asset Management Limited | Rep | Advising on futures contracts | 2021-07-05 | 2021-11-04 | Rep | Advising on securities | 2021-07-05 | 2021-11-04 | Rep | Asset management | 2021-07-05 | 2021-11-04 | RO | Advising on futures contracts | 2021-11-04 | 2022-12-22 | RO | Advising on securities | 2021-11-04 | 2022-12-22 | RO | Asset management | 2021-11-04 | 2022-12-22 |
| 7 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2021-07-05 | 2021-11-04 | RO | Dealing in futures contracts | 2021-11-04 | 2022-12-22 |
| 8 | Rifa Securities Limited | RO | Dealing in securities | 2021-11-04 | 2022-12-22 |
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