Xie, Shengsi 謝聖思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BIL Wealth Management Limited | Rep | Advising on securities | 2021-09-20 | 2023-11-24 | Rep | Dealing in securities | 2021-09-20 | 2023-11-24 | Rep | Asset management | 2021-10-04 | 2023-11-24 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2024-01-11 | Rep | Dealing in securities | 2024-01-11 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-11 | 2021-09-06 | Rep | Dealing in futures contracts | 2018-10-11 | 2021-09-06 | Rep | Dealing in securities | 2018-10-11 | 2021-09-06 |
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