Kwok, Yu Ho 郭宇浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2019-02-18 | 2019-10-08 | Rep | Advising on securities | 2019-03-18 | 2019-10-08 |
| 2 | Bright Smart Asset Management Limited | Rep | Asset management | 2019-12-24 | 2021-02-08 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-12-24 | 2021-02-08 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2019-12-24 | 2021-02-08 |
| 5 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-22 | 2021-07-08 |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-22 | 2021-07-08 |
| 7 | Delta Asia Wealth Management Limited | Rep | Asset management | 2021-03-22 | 2021-07-08 |
| 8 | EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-12 | 2019-10-08 |
| 9 | Gentleman Capital Limited | Rep | Asset management | 2024-02-29 | |
| 10 | Mighty Divine Investment Management Limited | Rep | Asset management | 2021-08-16 | 2024-01-02 |
| 11 | South China Futures Investment Limited | Rep | Dealing in futures contracts | 2018-10-12 | 2019-10-08 |
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