Chen, Xiaoyi (SFC:BBT515) 陳晓毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2016-10-27 | 2022-04-04 | RO | Asset management | 2022-04-04 | RO | Advising on securities | 2022-06-23 |
| 2 | HGNH International Financial Corporation Limited | RO | Advising on futures contracts | 2014-06-11 | 2015-08-27 |
| 3 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2015-11-24 | 2017-02-24 | RO | Leveraged foreign exchange trading | 2017-02-24 | 2019-09-03 |
| 4 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2014-03-17 | 2016-10-27 | RO | Advising on futures contracts | 2014-06-11 | RO | Dealing in futures contracts | 2016-10-27 |
| 5 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-06-11 |
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