Hon, William Wai Lin 韓偉濂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-09-10 | 2016-03-17 |
| 2 | Liquidnet Asia Limited | Rep | Automated trading services | 2017-03-14 | 2022-05-18 | Rep | Dealing in securities | 2017-03-14 | 2022-05-18 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2016-04-07 | 2017-01-16 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-03-18 | 2014-08-22 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-03-18 | 2014-08-22 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2022-06-10 | Rep | Dealing in securities | 2022-06-10 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2022-06-10 | Rep | Dealing in futures contracts | 2022-06-10 | Rep | Dealing in securities | 2022-06-10 |
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