Liu, Guangming (SFC:BDD671) 劉廣明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amrita Capital Limited (b2015-08-24) | RO | Advising on securities | 2022-07-07 | RO | Asset management | 2022-07-07 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2014-03-19 | 2016-04-29 | Rep | Asset management | 2014-03-19 | 2016-04-29 | Rep | Advising on securities | 2016-10-03 | 2017-03-17 | Rep | Asset management | 2016-10-03 | 2017-03-17 | Rep | Dealing in securities | 2016-10-03 | 2018-03-22 | RO | Advising on securities | 2017-03-17 | 2020-03-31 | RO | Asset management | 2017-03-17 | 2020-03-31 | RO | Dealing in securities | 2018-03-22 | 2018-10-05 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-10-03 | 2017-07-03 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2019-05-10 | 2020-03-31 | Rep | Dealing in futures contracts | 2019-09-12 | 2020-03-31 |
| 5 | Sumo Asset Management Limited | Rep | Advising on securities | 2021-09-20 | 2021-09-20 | Rep | Asset management | 2021-09-20 | 2021-09-20 | RO | Advising on securities | 2021-09-20 | 2022-05-17 | RO | Asset management | 2021-09-20 | 2022-05-17 |
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