Shen, Yin (SFC:BDC626) 沈音
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-03-20 | 2016-02-11 | Rep | Dealing in securities | 2014-03-20 | 2016-02-11 |
| 2 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2017-03-31 | 2021-08-06 | Rep | Dealing in securities | 2017-03-31 | 2021-08-06 |
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