Yiu, Wing Yi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2021-09-30 | Rep | Dealing in securities | 2021-10-19 |
| 2 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Advising on corporate finance | 2019-12-31 | 2021-08-15 |
| 3 | VBG Capital Limited | Rep | Advising on corporate finance | 2018-10-18 | 2019-12-12 |
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