Mo, Man Yi 巫敏怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2019-03-18 | 2022-10-05 | Rep | Dealing in securities | 2019-03-18 | 2022-10-05 |
2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-18 | 2018-04-28 |
3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-18 | 2018-04-28 |
4 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2014-03-21 | 2015-02-23 | Rep | Asset management | 2014-03-21 | 2015-02-23 | Rep | Dealing in securities | 2014-03-21 | 2015-02-23 |
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