Guo, Liang (SFC:BAZ980) 郭梁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-12-01 | 2017-02-14 | RO | Asset management | 2017-02-14 |
| 2 | CLC International Limited | Rep | Advising on corporate finance | 2014-03-24 | 2015-11-16 | Rep | Dealing in securities | 2014-03-24 | 2015-11-16 |
| 3 | CLC SECURITIES LIMITED | RO | Advising on futures contracts | 2021-05-27 | 2024-04-23 | RO | Advising on securities | 2021-05-27 | 2024-04-23 |
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