Dou, Jianjun 竇建軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Asset management | 2020-04-21 | 2020-07-28 |
| 2 | Open Asset Management Limited | Rep | Advising on securities | 2022-10-03 | 2022-11-25 | Rep | Asset management | 2022-10-03 | 2022-11-25 | RO | Advising on securities | 2022-11-25 | RO | Asset management | 2022-11-25 |
| 3 | Open Securities Limited | RO | Advising on securities | 2023-04-06 | RO | Dealing in futures contracts | 2023-04-06 | RO | Dealing in securities | 2023-04-06 |
| 4 | SunPlus Capital Limited | RO | Advising on securities | 2021-02-04 | 2022-07-31 | RO | Asset management | 2021-02-04 | 2022-07-31 |
| 5 | TIAN YUAN FINANCE LIMITED | RO | Asset management | 2018-10-23 | 2019-12-29 |
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