Rawle, Peter Richard (SFC:BDA027)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ALETHEIA TECHNOLOGIES LIMITED Rep Advising on securities 2014-03-25 2015-03-09
2 City Financial Investment Company (Hong Kong) Limited Rep Asset management 2017-05-18 2018-06-25
3 Pearl Street Advisors Limited Rep Asset management 2015-04-24 2015-05-11

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