Wu, Yi Ting 吳翊婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-11-13 | |
2 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-13 | |
3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-10-26 | 2021-07-28 |
4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-10-26 | 2021-07-28 |
5 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-12-08 | 2021-07-28 |
6 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2021-08-30 | 2023-11-06 |
7 | BNY Mellon Investment Management Hong Kong Limited | Rep | Asset management | 2021-08-30 | 2023-11-06 |
8 | BNY Mellon Investment Management Hong Kong Limited | Rep | Dealing in securities | 2021-08-30 | 2023-11-06 |
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