Zhang, Yan (SFC:BND553) 張岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2018-10-30 | 2019-04-22 | Rep | Dealing in securities | 2018-10-30 | 2019-04-22 |
| 2 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-30 | 2019-04-22 | Rep | Dealing in securities | 2018-10-30 | 2019-04-22 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-06-18 | Rep | Dealing in futures contracts | 2019-06-18 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-18 | Rep | Dealing in securities | 2019-06-18 |
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