Fu, Shuman 付舒曼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2023-12-13 | 2024-12-31 | Rep | Dealing in securities | 2023-12-13 | 2024-12-31 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2018-10-30 | 2022-01-29 | Rep | Dealing in securities | 2018-10-30 | 2022-01-29 | Rep | Advising on securities | 2022-06-29 | 2023-01-12 | Rep | Dealing in securities | 2022-06-29 | 2023-01-12 |
3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2025-01-13 | Rep | Dealing in securities | 2025-01-13 |
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