Duggan, Edward Bernard Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2019-01-11 | 2019-02-25 | RO | Dealing in securities | 2019-02-25 | 2021-08-25 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-03-26 | 2015-01-26 | Rep | Automated trading services | 2014-03-26 | 2015-01-26 | Rep | Dealing in securities | 2014-03-26 | 2015-01-26 | RO | Advising on securities | 2015-01-26 | 2018-08-09 | RO | Automated trading services | 2015-01-26 | 2018-08-09 | RO | Dealing in securities | 2015-01-26 | 2018-08-09 |
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