Poon, Shing Chi (SFC:BDD899) 潘承智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-03-03 | 2021-04-16 | Rep | Dealing in securities | 2016-03-03 | 2021-04-16 | Rep | Asset management | 2017-02-10 | 2021-04-16 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2021-04-27 | Rep | Asset management | 2021-04-27 | Rep | Dealing in securities | 2021-04-27 |
| 3 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2014-03-26 | 2016-01-29 | Rep | Asset management | 2014-03-26 | 2016-01-29 | Rep | Dealing in securities | 2014-03-26 | 2016-01-29 |
| 4 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2014-12-29 | 2016-01-29 | Rep | Dealing in securities | 2014-12-29 | 2016-01-29 |
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