Li, Yu (SFC:BNS244) 李宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2018-11-02 | 2020-12-23 | Rep | Dealing in securities | 2018-11-02 | 2020-12-23 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-02 | 2022-08-12 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-02-17 | 2022-08-12 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-11-10 | |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2022-11-10 |
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