Wang, Chenyan (SFC:BNS566) 王辰龑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-09-03 | 2022-09-06 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-06-16 | 2022-09-06 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-05 | 2022-09-06 |
| 4 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2024-01-31 | Rep | Asset management | 2024-02-20 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-01-31 | Rep | Dealing in securities | 2024-01-31 |
| 6 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-11-05 | 2021-05-14 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-09-16 | 2023-12-29 | Rep | Dealing in securities | 2022-09-16 | 2023-12-29 |
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