Li, Kunlun 李昆崙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-11-05 | 2018-11-09 | Rep | Advising on securities | 2019-01-25 | 2019-01-28 | Rep | Advising on securities | 2023-06-09 | 2023-06-15 | Rep | Advising on securities | 2023-10-26 |
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