Cheng, Ka Lok 鄭家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Constance Capital Limited (HK) | RO | Advising on securities | 2018-03-13 | 2021-10-29 | RO | Asset management | 2018-03-13 | 2021-10-29 |
| 2 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2014-03-27 | 2017-02-17 | Rep | Asset management | 2014-03-27 | 2017-02-17 |
| 3 | PRESTIGE ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-05-09 | 2017-06-29 | Rep | Asset management | 2017-05-09 | 2017-06-29 | RO | Advising on securities | 2017-06-29 | 2017-08-31 | RO | Asset management | 2017-06-29 | 2017-08-31 |
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