Lee, Moses (SFC:BDE482)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-27 | 2014-06-26 | Rep | Dealing in securities | 2014-03-27 | 2014-06-26 | Rep | Advising on futures contracts | 2017-02-24 | 2017-03-02 | Rep | Dealing in futures contracts | 2017-02-24 | 2017-03-02 | Rep | Advising on futures contracts | 2017-09-25 | 2017-09-29 | Rep | Dealing in futures contracts | 2017-09-25 | 2017-09-29 | Rep | Advising on futures contracts | 2018-02-12 | 2018-02-15 | Rep | Dealing in futures contracts | 2018-02-12 | 2018-02-15 | Rep | Advising on futures contracts | 2018-08-21 | 2018-08-24 | Rep | Dealing in futures contracts | 2018-08-21 | 2018-08-24 | Rep | Advising on futures contracts | 2018-10-03 | 2018-10-05 | Rep | Dealing in futures contracts | 2018-10-03 | 2018-10-05 | Rep | Advising on futures contracts | 2019-03-11 | 2019-03-13 | Rep | Dealing in futures contracts | 2019-03-11 | 2019-03-13 |
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