Liu, Fei (SFC:BDE493) 劉飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-20 | 2019-06-25 | RO | Asset management | 2019-06-25 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-02 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-07-20 | 2018-09-27 | Rep | Dealing in securities | 2018-07-20 | 2018-09-27 | RO | Advising on securities | 2018-09-27 | RO | Dealing in securities | 2018-09-27 |
| 4 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2017-05-19 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2015-08-06 | 2017-05-19 | Rep | Advising on securities | 2017-01-05 | 2017-05-19 |
| 6 | GBR Capital Limited | RO | Advising on securities | 2018-03-14 | 2018-06-26 | RO | Asset management | 2018-03-14 | 2018-06-26 | RO | Dealing in securities | 2018-03-14 | 2018-06-26 |
| 7 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-06-24 | 2015-07-28 |
| 8 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2014-12-17 | 2015-07-28 |
| 9 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-03-27 | 2015-07-28 |
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