Shang, Lei (SFC:BNH677) 尚磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2018-11-12 | 2021-01-12 | Rep | Dealing in securities | 2019-07-10 | 2021-01-12 |
| 2 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2019-02-25 | 2019-07-10 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2021-02-17 | Rep | Asset management | 2021-02-17 | Rep | Advising on futures contracts | 2021-05-03 |
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