Shum, Wai Tak 沈瑋德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2022-08-29 | Rep | Dealing in futures contracts | 2022-12-21 |
2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-07-28 | 2021-05-21 |
3 | VMS Securities Limited | Rep | Dealing in securities | 2021-06-02 | 2022-08-19 |
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