Lee, Chun On John 李進安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Glory Sun Securities Limited | Rep | Dealing in securities | 2024-01-11 | |
| 2 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-11-14 | 2019-07-19 |
| 3 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2018-11-14 | 2019-07-19 |
| 4 | Topaz Financial Group Limited | Rep | Dealing in securities | 2018-11-14 | 2019-07-19 |
| 5 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2019-08-13 | 2020-09-02 |
| 6 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2019-08-13 | 2020-09-02 |
| 7 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2019-10-04 | 2020-09-02 |
| 8 | One Heritage Capital Management Limited | Rep | Advising on securities | 2020-11-06 | 2021-06-30 |
| 9 | One Heritage Capital Management Limited | Rep | Asset management | 2020-11-06 | 2021-06-30 |
| 10 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2021-09-16 | 2022-08-31 |
| 11 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-09-16 | 2022-08-31 |
| 12 | KGI ASIA LIMITED | Rep | Dealing in securities | 2022-09-21 | 2023-12-11 |
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