Tan, Lok Him 陳樂謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-20 | 2022-02-28 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-02-11 | 2022-02-28 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-03-08 | |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-03-08 | |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2022-03-24 | |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2022-03-24 |
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