Shen, Hui (SFC:BDE640) 沈卉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-12-21 | Rep | Advising on securities | 2020-12-21 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2020-12-21 | Rep | Advising on securities | 2020-12-21 | 2021-07-22 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2014-03-31 | 2016-10-19 | Rep | Advising on securities | 2016-08-19 | 2016-10-19 | Rep | Dealing in securities | 2016-08-19 | 2016-10-19 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-11-15 | 2020-11-10 | Rep | Dealing in securities | 2016-11-15 | 2020-11-10 | Rep | Advising on securities | 2018-08-30 | 2020-11-10 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-11 | 2020-11-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy