Su, Fen 蘇奮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2018-11-21 | 2018-12-04 |
| 2 | BOCOM International Asset Management Limited | Rep | Asset management | 2018-11-21 | 2018-12-04 |
| 3 | BOCOM International Asset Management Limited | Rep | Dealing in securities | 2018-11-21 | 2018-12-04 |
| 4 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2018-11-21 | 2018-12-04 |
| 5 | BOCOM International Securities Limited | Rep | Dealing in securities | 2018-11-21 | 2018-12-04 |
| 6 | BOCOM International Asset Management Limited | RO | Advising on securities | 2018-12-04 | |
| 7 | BOCOM International Asset Management Limited | RO | Asset management | 2018-12-04 | |
| 8 | BOCOM International Asset Management Limited | RO | Dealing in securities | 2018-12-04 | |
| 9 | BOCOM International Securities Limited | RO | Dealing in futures contracts | 2018-12-04 | |
| 10 | BOCOM International Securities Limited | RO | Dealing in securities | 2018-12-04 | |
| 11 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2021-10-27 | |
| 12 | BOCOM International (Asia) Limited | RO | Dealing in securities | 2021-10-27 | |
| 13 | BOCOM International Securities Limited | RO | Advising on securities | 2022-08-30 |
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