Ko, Cheuk Ming 高卓銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2019-09-17 | 2021-08-01 | Rep | Asset management | 2019-09-17 | 2021-08-01 |
| 2 | First Prosperous Capital Company Limited | Rep | Advising on corporate finance | 2019-09-03 | 2021-08-01 | Rep | Dealing in securities | 2019-09-03 | 2021-08-01 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-08-06 | 2021-09-30 | Rep | Advising on securities | 2021-08-06 | 2021-09-30 | Rep | Dealing in securities | 2021-08-06 | 2021-09-30 |
| 4 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-21 | 2019-08-01 | Rep | Dealing in securities | 2018-11-21 | 2019-08-01 |
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