Faucette, James Eugene
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2018-11-23 | 2018-11-30 | Rep | Dealing in securities | 2018-11-23 | 2018-11-30 | Rep | Advising on securities | 2019-05-28 | 2019-06-03 | Rep | Dealing in securities | 2019-05-28 | 2019-06-03 | Rep | Advising on securities | 2019-11-18 | 2019-11-19 | Rep | Dealing in securities | 2019-11-18 | 2019-11-19 |
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