Yau, Chung Yuen 游松源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2015-06-09 | 2017-05-18 | Rep | Dealing in securities | 2015-06-09 | 2017-05-18 |
| 2 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-02 | |
| 3 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-06-02 | |
| 4 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2014-04-01 | 2015-05-20 | Rep | Dealing in securities | 2014-04-01 | 2015-05-20 |
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