Chan, Eric Shun Kuen 陳舜權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2012-03-29 | RO | Advising on corporate finance | 2012-10-25 | RO | Advising on securities | 2013-04-11 | RO | Advising on futures contracts | 2013-04-11 | 2015-07-24 | RO | Dealing in securities | 2016-10-05 |
| 2 | KCG SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2004-03-01 | 2006-06-07 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-11-19 | Rep | Advising on securities | 2003-11-19 | Rep | Asset management | 2003-11-19 |
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