Lau, Nga Pin 劉雅翩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2018-12-04 | 2021-02-26 | Rep | Dealing in securities | 2018-12-04 | 2022-07-08 | Rep | Advising on securities | 2022-05-05 | 2022-07-08 |
| 2 | Interactive Brokers Hong Kong Limited | Rep | Dealing in securities | 2022-10-24 | Rep | Dealing in futures contracts | 2022-11-30 | Rep | Leveraged foreign exchange trading | 2023-08-21 |
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