Ye, Zhiyuan 叶志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-12-17 | 2020-04-17 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2018-12-17 | 2020-04-17 | Rep | Dealing in securities | 2018-12-17 | 2020-04-17 |
| 3 | SDG Asset Management (HK) Limited | Rep | Advising on securities | 2022-02-07 | 2024-01-16 | Rep | Asset management | 2022-02-07 | 2024-01-16 |
| 4 | SDG Securities (HK) Limited | Rep | Advising on securities | 2020-06-02 | 2021-12-31 | Rep | Dealing in securities | 2020-06-02 | 2021-12-31 | Rep | Advising on futures contracts | 2020-11-18 | 2021-12-31 | Rep | Dealing in futures contracts | 2020-11-18 | 2021-12-31 |
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