Chan, Nok Yan 陳諾恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2022-04-28 | 2023-08-04 | Rep | Advising on securities | 2022-06-06 | 2023-08-04 |
| 2 | TD Ameritrade Hong Kong Limited | Rep | Dealing in futures contracts | 2018-12-17 | 2022-04-25 | Rep | Dealing in securities | 2018-12-17 | 2022-04-25 |
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