Au, Shuk Ying 區淑盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-08-06 | 2020-08-31 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2019-11-12 | 2020-02-10 | Rep | Asset management | 2019-11-12 | 2020-02-10 | Rep | Dealing in securities | 2019-12-20 | 2020-02-10 |
| 3 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-12-19 | 2019-11-01 | Rep | Asset management | 2018-12-19 | 2019-11-01 |
| 4 | ZhongHua Finance Asset Management Co., Limited | Rep | Advising on securities | 2020-08-06 | 2020-08-31 | Rep | Asset management | 2020-08-06 | 2020-08-31 |
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