Lam, Sin Yee (SFC:BDF471) 林茜儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-04-07 | 2016-03-08 | Rep | Asset management | 2014-04-07 | 2016-03-08 | Rep | Dealing in securities | 2014-04-07 | 2016-03-08 |
| 2 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2014-04-07 | 2016-03-08 | Rep | Asset management | 2014-04-07 | 2016-03-08 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-07 | 2016-03-08 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2024-01-11 |
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