Wong, Siu On 黃兆安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2024-01-10 | Rep | Dealing in securities | 2024-01-10 |
| 2 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2014-04-09 | 2015-02-23 |
| 3 | Goldin Financial Limited | Rep | Advising on corporate finance | 2015-03-23 | 2016-02-26 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-03 | 2021-12-29 | RO | Advising on corporate finance | 2021-12-29 | 2022-08-31 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-03 | 2022-08-31 |
| 6 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-11-22 | 2019-01-31 | RO | Advising on corporate finance | 2019-01-31 | 2021-09-09 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-22 | 2021-09-09 |
| 8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-03-11 | 2017-09-21 | Rep | Advising on securities | 2016-03-11 | 2017-09-21 | Rep | Dealing in securities | 2016-03-11 | 2017-09-21 |
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