Cartwright, Edward Ian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-04-10 | 2014-04-26 | Rep | Dealing in securities | 2014-04-10 | 2014-04-26 | Rep | Dealing in futures contracts | 2018-03-13 | 2021-11-23 | Rep | Dealing in securities | 2018-03-13 | 2021-11-23 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-04-10 | 2014-04-26 | Rep | Dealing in securities | 2018-03-13 | 2021-11-23 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-02-21 | 2023-02-25 | Rep | Dealing in securities | 2023-08-04 | 2023-08-11 | Rep | Dealing in securities | 2024-04-12 | 2024-04-20 |
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